Transcription of FINRA: Continuing Education Requirements
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FINRA: Continuing Education Requirements
1 finra : Continuing Education Requirements 1 Kaplan University School of Professional and Continuing EducationFINRA: Continuing Education Requirements finra Rule 1250 The Regulatory Element Requires all registered individuals to complete a computer-based training program within 120 days of the second anniversary of their registration approval date and every ththft2three years thereafter The program focuses on compliance, regulatory, ethical, and sales practice standards. Its content is derived from industry rules and regulations, as well as widely accepted standards and practices within the industry.
FINRA: Continuing Education Requirements 4 • If a RR leaves the industry and re-affiliates within two years, the regulatory element is based on that
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