Transcription of FINRA Dispute Resolution Services Arbitrator’s Guide
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FINRA Dispute Resolution Services Arbitrator’s Guide
333333further FINRA Office of Dispute Resolution Arbitrator s Guide This Guide contains important information about FINRA Office of Dispute Resolution Services , policies and procedures. For additional information, please go to our website: or call one of our regional offices. FINRA Office of Dispute Resolution attempts to present information to readers in a format that is easily understandable. However, please be aware that, in case of any misunderstanding concerning a rule in the Customer or Industry Code of Arbitration Procedure, the rule language prevails. March 2018 Edition Copyright 2018 FINRA , Inc. All Rights Reserved. 2 Table of Contents This Guide contains important information about FINRA Office of Dispute Resolution Services , policies and procedures. For additional information, please go to our website or call one of our regional offices. Part One: Overview .. 9 About the Arbitration Process .. 9 About FINRA .. 10 About FINRA Office of Dispute Resolution .
arbitrators may decide a case. To contact any of our four regional offices, please review the directory. Staff may also be reached by email by using firstname.lastname@finra.org (for example: kelly.smith@finra.org). About FINRA Arbitrators FINRA recruits, trains and manages a large roster of arbitrators and mediators. FINRA
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