Transcription of FINRA E-Learning Courses
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FINRA E-Learning Courses
2018 E-Learning course CatalogUpdated February 2018 FINRAE-Learning CoursesThe Definitive Source for Firm Element TrainingFINRA develops a wide range of E-Learning Courses for registered representatives, supervisors, operations staff, compliance personnel and other employees. These online Courses uniquely blend FINRA s knowledge of securities rules and regulations with the industry s expertise on how those rules are practically applied on the s E-Learning Courses lead users through common compliance situations and include scenarios and decision points that help users make sure they understand course content. They also include post- course examinations* to measure understanding of the s E-Learning Courses are developed to provide your firm with an affordable and convenient source for Firm Element and other compliance training.* Post- course examinations may not be not mandatory for all users. Check with your training manager for specific of ContentsFirm Element CE course Descriptions 1 Anti-Money Laundering course Descriptions 12 Purchase Courses and Library Subscriptions 17 Earn Certified Financial PlannerTM (CFP ) Continuing Education (CE) Credits 17 February 2018 | 12018 E-Learning course CatalogCourses eligible for Certified Financial PlannerTM (CFP ) continuing education (CE) credit.
2021 E-Learning Course Catalog Updated October 2021 FINRA E-Learning Courses The Definitive Source for Firm Element Training FINRA develops a wide range of e-learning courses for registered representatives, supervisors, operations staff, compliance personnel and other employees. These online courses uniquely blend FINRA’s knowledge of securities
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