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For the fiscal year ended December 31, 2020 Commission ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSIONW ashington, 20549 Form 10-KANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OFTHE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 Commission File Number: 001-14965 The Goldman Sachs Group, Inc.(Exact name of registrant as specified in its charter)Delaware13-4019460(State or other jurisdiction ofincorporation or organization)( EmployerIdentification No.)200 West Street, New York, (Address of principal executive offices)(Zip Code)(212) 902-1000(Registrant s telephone number, including area code)Securities registered pursuant to Section 12(b) of the Act:Title of each classTradingSymbolExchangeon whichregisteredCommon stock, par value $.01 per shareGSNYSED epositary Shares, Each Representing 1/1,000th Interest in a Share of Floating Rate Non-Cumulative Preferred Stock, Series AGS PrA NYSED epositary Shares, Each Representing 1/1,000th Interest in a Share of Floating Rate Non-Cumulative Preferred Stock, Series CGS PrC NYSED epositary Shares, Each Representing 1/1,000th Interest in a Share of Floating Rate Non-Cumulative Preferred Stock, Series D GS PrD NYSED epositary Shares, Each Representing 1/1,000th Interest in a Share of Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series J GS PrJNYSED epositary Shares, Each Representing 1/1,000th Interest in a Share of Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series K GS PrK NYSED epositary Shares, Each R

Note 4. Fair Value Measurements 126 Note 5. Trading Assets and Liabilities 131 Note 6. Trading Cash Instruments 132 Note 7. Derivatives and Hedging Activities 134 Note 8. Investments 144 Note 9. Loans 149 Note 10. Fair Value Option 159 Note 11. Collateralized Agreements and Financings 163 Note 12. Other Assets 167 Note 13. Deposits 170 Note 14 ...

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