Transcription of Form ADV-E - SEC.gov
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Form ADV-E - SEC.gov
SEC 2223 (01-13) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, 20549 form ADV-E Certificate of Accounting of Client Securities and Funds in the Possession or Custody of an Investment Adviser Pursuant to Rule 206(4)-2 [17 CFR (4)-2] Adviser Act SEC File Number: 801- Date examination completed: Identification Number:AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VI VA WA WV WI WY PUERTO RICO Other (specify): name of investment adviser (if individual, state last, first, middle name) under which business is conducted, if different from above:5.
FORM ADV-E PAGE 2. information is to make the examination certificate sfiled by an accountant pursuant to Rule 206(4) -2(a)(4)(i) under the Adviser Act (after that accountant
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