Transcription of FORM ADV (Paper Version) - SEC
{{id}} {{{paragraph}}}
Example: tourism industry
FORM ADV (Paper Version) - SEC
SEC 1707 (07-17) File 1 of 4 OMB APPROVAL OMB Number: 3235-0049 Expires: August 31, 2020 Estimated average burden hours per response form ADV (Paper Version) UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT form BY EXEMPT REPORTING ADVISERSForm ADV: General Instructions Read these instructions carefully before filing form ADV. Failure to follow these instructions, properly complete the form , or pay all required fees may result in your application or report being delayed or rejected. In these instructions and in form ADV, you means the investment adviser ( , the advisory firm ).
advisory firm. The requirements in Part 2A apply to all investment advisers registered with or applying for registration with the SEC, but do not apply to exempt reporting advisers. Every application for registration must include a narrative brochure prepared in accordance with the requirements of Part 2A of Form ADV. See Advisers Act Rule 203- 1.
Loading..
Tags:
Information
Domain:
Source:
Link to this page:
Please notify us if you found a problem with this document: