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Form N-1A - SEC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 form N- 1A This is a reference copy of form N-1A. You may not send a completed printout of this form to the SEC to satisfy a filing obligation. You can only satisfy an SEC filing obligation by submitting the information required by this form to the SEC in electronic format online at https:// OMB APPROVAL OMB Number: 3235-0307 Expires.

Oct 17, 2016 · Form N-1A is to be used by open-end management investment companies, except insurance company separate accounts and small business investment companies licensed under the United States Small Business Administration, to register under the Investment C ompany Act of 1940 and to offer their shares under the Securities Act of 1933.

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