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General Securities Representative Qualification ...

2018 FINRA General Securities Representative Qualification Examination (Series 7) CONTENT OUTLINE Series 7 2 PURPOSE OF THE EXAM The Series 7 exam is designed to assess the competency of entry-level General Securities Representatives. The Series 7 exam seeks to measure the degree to which each candidate possesses the knowledge, skills and abilities needed to perform the critical functions of a General Securities Registered Representative . In order to obtain registration as a General Securities Representative , candidates must pass both the Series 7 exam and a General knowledge co-requisite, the Securities Industry Essentials (SIE) exam.

The exam is administered via computer. A tutorial on how to take the exam is provided prior to taking the exam. Each candidate’s exam includes 10 additional, unidentified pretest items that do not contribute toward the candidate's score. The pretest items are randomly distributed throughout the exam. Therefore, each candidate’s exam consists of

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