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Generic State Corporation Commission Bureau of …

I N T R O D U C T I O N NEW YORK Department of Financial Services licensing Information Handbook Effective as of September 20, 2017 Register online at Published by Prometric Providing License Examinations for the State of New York Copyright 2017 Prometric Inc., a Delaware Corporation . All rights reserved. REVISED 09152017 ii Contents Introduction 1 A Message from the Department .. 1 Overview of licensing Process .. 1 New York licensing Requirements 3 Pre- licensing Education Requirements .. 5 Pre- licensing Exemptions .. 5 examination Exemptions .. 6 Scheduling Your Exam 7 Registering and Scheduling Information .. 7 Online .. 7 By fax or mail .. 7 By phone .. 7 Reschedule and Cancellation .. 8 If absent or late for your appointment .. 8 Test Centers .. 8 Holidays .. 8 Emergency Closings .. 8 Testing Accommodations .. 8 Preparing for Your Exam 10 Study Materials .. 10 Content Outlines Overview .. 10 Practice Exams .. 11 Taking Your Exam 12 Testing Process.

N E W Y O R K D E P A R T M E N T O F F I N A N C I A L S E R V I C E 1 Introduction This handbook provides you with information about the examination and licensing

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