Transcription of Global Precious Metals Code - lbma.org.uk
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Global Precious Metals Code - lbma.org.uk
Global Precious Metals Code April 2018 April 2018 2 Contents Foreword .. 3 1 Background and Key Principles .. 4 2 Ethics .. 7 3 Governance, Compliance and Risk Management (GCRM) .. 9 4 Information Sharing .. 13 5 Business Conduct: Pre-Trade and Execution (PTE) .. 16 6 Business Conduct: Post-Trade (POST) .. 23 Annex 1: Illustrative Examples .. 26 Annex 2: Glossary of Terms .. 33 Annex 3: Wholesale Precious Metals Spot, Forward and Deposits in Precious Metals Basic Market Definitions .. 35 Annex 4: Precious Metals Market Conventions .. 38 Annex 5: Statement of Commitment .. 39 April 2018 3 Foreword This first issuance of a stand-alone Global Precious Metals Code represents an important step in market development.
April 2018 3 Foreword This first issuance of a stand-alone Global Precious Metals Code represents an important step in market development. The Code sets out the standards and best practice expected from participants in the global
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