Transcription of GRAMM–LEACH–BLILEY ACT
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GRAMM–LEACH–BLILEY ACT
PUBLIC LAW 106 102 NOV. 12, 1999. gramm leach bliley ACT. VerDate 11-MAY-2000 15:09 Aug 30, 2000 Jkt 079139 PO 00102 Frm 00001 Fmt 6579 Sfmt 6579 E:\PUBLAW\ apps13 PsN: PUBL102. 113 STAT. 1338 PUBLIC LAW 106 102 NOV. 12, 1999. Public Law 106 102. 106th Congress An Act To enhance competition in the financial services industry by providing a prudential Nov. 12, 1999 framework for the affiliation of banks, securities firms, insurance companies, [S. 900] and other financial service providers, and for other purposes. Be it enacted by the Senate and House of Representatives of gramm - leach - the United States of America in Congress assembled, bliley Act. Inter- SECTION 1. SHORT TITLE; TABLE OF CONTENTS.
Sec. 215. Definition of broker under the Investment Company Act of 1940. Sec. 216. Definition of dealer under the Investment Company Act of 1940. Sec. 217. Removal of the exclusion from the definition of investment adviser for banks that advise investment companies. Sec. 218. Definition of broker under the Investment Advisers Act of 1940. Sec. 219.
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