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GUIDANCE FOR EFFECTIVE AML/CFT TRANSACTION …

Monetary Authority of Singapore GUIDANCE FOR EFFECTIVE AML/CFT TRANSACTION MONITORING CONTROLS September 2018 GUIDANCE FOR EFFECTIVE TRANSACTION MONITORING CONTROLS MONETARY AUTHORITY OF SINGAPORE 1 Table of Contents 1 Introduction .. 2 Use of this GUIDANCE Paper .. 4 2 Execution of TRANSACTION Monitoring .. 5 Knowing the Customer .. 5 Risk-based Calibration .. 5 Robust Implementation .. 10 Resolution and Enhancement .. 13 3 Risk Awareness .. 17 4 Governance .. 19 Material Outsourcing of First Level Alert Reviews.

GUIDANCE FOR EFFECTIVE TRANSACTION MONITORING CONTROLS MONETARY AUTHORITY OF SINGAPORE 5 2 Execution of Transaction Monitoring 2.1 FIs should monitor and ensure the effective performance of TM at each stage of the TM process chain: Knowing the Customer 2.2 Effective TM is predicated on FIs’ sound understanding of their customers, which

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