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GUIDELINES COMPLIANCE TABLE

20 April 2022 ESMA34-45-1445 GUIDELINES COMPLIANCE TABLE GUIDELINES on marketing communications under the Regulation on the cross-border distribution of funds (ESMA34-45-1445) The following competent authorities comply or intend to comply with ESMA s GUIDELINES on marketing communications under the Regulation on the cross-border distribution of funds (ESMA34-45-1272): Competent authority Complies or intends to comply Comments Member States AT Austria Finanzmarktaufsicht (FMA) Yes BE Belgium Financial Services and Markets Authority (FSMA) Intends to comply* Intends to comply by 2 February 2022. Royal decree needs to be modified to be fully compliant. BG Bulgaria Комисията за финансов надзор (FSC) Yes CY Cyprus (CySEC) Yes CZ Czech Republic esk n rodn banka (CNB) Yes DE Germany Bundesanstalt f r Finanzdienstleistungsaufsicht (BaFin) Yes Competent authority Complies or intends to comply Comments DK Denmark Finanstilsynet Yes EE Estonia Finantsinspekt sioon (FSA) Yes ES Spain Comisi n Nacional del Mercado de Valores (CNMV) Yes FI Finland Finanssivalvonta (FSA) Yes FR France Autorit des march s Financiers (AMF) Yes GR Greece (HCMC) Yes HR Croatia Hrvatska Agencija za Nazdor Financijskih Usluag (HANFA) Yes HU Hungary Magyar Nemzeti Bank (MNB) Intends to comply* The MNB intends to implement in the form

4 February 2022 ESMA34-45-1445 GUIDELINES COMPLIANCE TABLE Guidelines on marketing communications under the Regulation on the cross-border distribution of …

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