Transcription of Guidelines - Europa
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Guidelines - Europa
Guidelines On outsourcing to cloud service providers 10/05/2021| ESMA50-164-4285. ESMA REGULAR USE. Table of Contents I. Scope .. 2. II. Legislative references, abbreviations and definitions .. 3. III. Purpose .. 9. IV. Compliance and reporting obligations .. 9. V. Guidelines on outsourcing to cloud service providers ..10. Guideline 1. Governance, oversight and documentation ..10. Guideline 2. Pre-outsourcing analysis and due diligence ..12. Guideline 3. Key contractual elements ..14. Guideline 4. Information security ..15. Guideline 5. Exit strategies ..16. Guideline 6. Access and Audit Rights ..17. Guideline 7. Guideline 8. Written notification to competent authorities ..19.
Delegated Regulation (EU) No 2017/565; Articles 6, 15 and 16 (6) of Commission Delegated Regulation (EU) No 2017/584; Articles 6, 7, 8 and 9 of Commission Delegated Regulation (EU) No 2017/571; 1 As of 1 January 2022, the reference to Articles 64(4), 65(5) and 66(3) of MiFID II should be read as referring to Articles
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