Transcription of IMPORTANT CLIENT INFORMATION - Raymond James …
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IMPORTANT CLIENT INFORMATION - Raymond James …
IMPORTANT CLIENT INFORMATIOND ecember 11, 2 021 TABLE OF CONTENTSS ection I Raymond James ..3 Standard of Conduct Regulation Best Interest ..3 Capacity ..3 Conflicts of Interest ..4 Our Affiliated Entities ..4 Section II Account Types and Scope of Services ..5 Brokerage Accounts ..5 Advisory Accounts ..5 Account Monitoring ..6 Investment Approach ..6 Section III Compensation, Costs, and Fees ..6 Costs and Fees ..6 Brokerage Commissions ..6 Advisory Fees ..7 Product Costs and Fees ..7 Conflicts Related to Compensation ..7 Other Costs and Fees ..8 Section IV Investment Products and Services.
issuers of variable annuities, individuals and mutual funds. CTA also serves as investment adviser and fund administrator to its proprietary mutual funds, the Carillon Family of Mutual Funds. Additional information regarding CTA, Eagle, Scout, and ClariVest may be found in each investment adviser’s ADV Part 2A or on the SEC’s website at
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