Transcription of Issues Facing the Asset Management Industry
{{id}} {{{paragraph}}}
Example: confidence
Issues Facing the Asset Management Industry
Navigating a Challenging EnvironmentIssues Facing the Asset Management IndustryTop Issues Facing Asset ManagersPrimary challenges that Citi sees our Asset manager clients facing1 General ObservationsOperational EfficiencyRegulatory ComplexityRisk ManagementMarket VolatilityGrowthRegulatory ComplexityRegulatory complexity is a constantly evolving concern for the industryNew regulations require that advisors to private funds to register with the SEC as investment advisers, submit new information on Form ADV In order to comply with FATCA, additional data will need to be collected, analyzed and reported Asset managers will need to work with their service providers to put in place systems to comply with data computation and reporting requirementsPrivate Fund Managers to submit data on new form PF, intended to provide the government with a measure of systemic riskThe SEC is taking steps to investigate and bring enforcement cases in the Asset Management Industry Enforcement staff is investigating practices (ineffective compliance program, abuses involving valuation, sales practices and disclosure, allocations of expenses and securities, performance claims, insider trading, and other types of compliance programs)Inves
Regulatory Complexity Regulatory complexity is a constantly evolving concern for the industry New regulations require that advisors to private funds to register with the SEC as investment advisers, submit new
Loading..
Tags:
Information
Domain:
Source:
Link to this page:
Please notify us if you found a problem with this document: