Transcription of J.P. Morgan Securities LLC
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J.P. Morgan Securities LLC
UNITED STATES OF AMERICA. Before the Securities AND EXCHANGE COMMISSION. Securities EXCHANGE ACT OF 1934. Release No. 93807/ December 17, 2021. ADMINISTRATIVE PROCEEDING. File No. 3-20681. ORDER INSTITUTING ADMINISTRATIVE. In the Matter of AND CEASE-AND-DESIST PROCEEDINGS, PURSUANT TO SECTIONS 15(b) AND 21C. Morgan Securities LLC OF THE Securities EXCHANGE ACT OF. 1934, MAKING FINDINGS, AND IMPOSING. Respondent. REMEDIAL SANCTIONS AND A CEASE- AND-DESIST ORDER. I. The Securities and Exchange Commission ( Commission ) deems it appropriate and in the public interest that public administrative and cease-and-desist proceedings be, and hereby are, instituted pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934.
15. WhatsApp was identified by name as a prohibited communications method for business-related communications. 16. Messages sent through JPMorgan-approved communications methods were monitored, subject to review, and, when appropriate, archived. Messages sent through unapproved communications methods, such as WhatsApp and those sent from …
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