Transcription of January 2014 1 - cri4.com
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January 2014 1 - cri4.com
Foresters Equity Services Inc. Compliance Contact information Submission Fax Number: (858) 244-4984. Questions Number (858) 550-4844 ext. 4869. Definition of Communications with the Public "communications with the public" consist of: Advertisements Sales literature Correspondence Institutional sales material Public appearances Independently prepared reprints Advertising or sales literature may include and is not limited to: Brochures and Illustrations Circulars, Newsletters or Flyers Statement Inserts Office Signage Group Email Prospecting or Direct-Mail communications Newspaper Articles and Advertisements Telemarketing Scripts Form Letters Audiovisual communications (audiotapes, videotapes, slides, overheads, etc.). Seminar materials, including materials of general interest, intended to educate attendees about basic financial concepts and generic financial and insurance products Sales Presentation materials (general and non-product specific) used to develop interest in financial planning concepts or insurance products.
January 2014 1 Foresters Equity Services Inc. Compliance Contact Information Submission Fax Number: (858) 244-4984 . Questions Number (858) 550-4844 ext. 4869
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