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Last updated May 2021 - FCA

Last updated May 2021 Contents Contents Page Our values at the FCA .. 4 About this handbook .. 5 you, the FCA and the firms we 6 Conflict of interests .. 6 Circumstances affecting employment .. 22 Information and systems acceptable use policy .. 23 Employee privacy notice .. 31 Security and vetting .. 31 Anti-money laundering and prevention of terrorist financing .. 31 Media, photography, speeches and publications Media .. 32 Social media .. 32 Political Impartiality Policy .. 34 Whistleblowing policy Background .. 35 Monitoring .. 39 Indemnity policy .. 39 References policy .. 40 Travel and expenses 41 Environmental policy .. 41 Dress code .. 42 Weekly timecards .. 42 Ordering goods and services .. 42 Personal mail .. 42 YOU .. 43 Probation .. 43 Performance and career development (PCD) .. 43 Learning and development.

(ix) employees acting in a way that breaches this Policy 1.1.1.6 Roles and responsibilities Ethics officer The ethics officer (company secretary), as the Policy owner, is responsible for: (i) setting organisational standards and expectations for managing conflict of interests (ii) providing clear policies and processes and supporting their

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