Published by ASIC ASIC Gazette

ASIC GAZETTE Commonwealth of Australia Gazette . UM1/15, Friday 27 February 2015 . Unclaimed consideration for compulsory acquisition . Page 2 of 378

  Gazette, Cisa, Asic asic gazette, Asic gazette

Regulatory Guide 165 Licensing: Internal and ... - ASIC

REGULATORY GUIDE 165: Licensing: Internal and external dispute resolution About ASIC regulatory documents In administering legislation ASIC issues the following types of regulatory

  Internal, Licensing, Disputes, External, Resolution, Cisa, Internal and external dispute resolution

Commonwealth of Australia Gazette Published by …

ASIC GAZETTE Commonwealth of Australia Gazette ASIC 40A/08, Wednesday, 21 May 2008 Banking Act Unclaimed Money Page 2 of 463 Specific disclaimer for Special Gazette relating to Banking Unclaimed

  Commonwealth, Published, Australia, Gazette, Commonwealth of australia gazette published

Form 362/486 Notification by a company to nominate or ...

ASIC Form 362 21 November 2014 Page 1 of 2 Notification by a company to nominate or cease a registered agent or contact address Form 362/486 This form may be used by an Australian company to nominate or cease a registered agent or contact address.

  Registered, Agent, Registered agent

Industry funding Business activity ... - download.asic.gov.au

3 Business activity metric checklist Subsector Business activity metric information required Pre-filled by ASIC Metric definition Auditors of disclosing entities • Your entity's 2017-18 audit fee income, reported on an accruals basis

  Cisa

certificate by qualified accountant

Sample certificate that a qualified accountant could issue to certify that a person or entity is a ‘sophisticated’ or ‘wholesale investor’ under chapters 6D …

  Certificate

Summary of CSF authorisation additional questions

prescribed risk acknowledgement? (g) handle application money in compliance with the obligations under its AFS licence and ... the assumption that you will hold application money in excess of $100,000 from clients for CSF offers). Title: Microsoft Word - CSF Intermediary Licensing - C11 Proof and questions - 12Sep17.docx ...

  Risks, Acknowledgements, Assumptions, Risk acknowledgement

Regulatory Guide RG 5 Relevant interests and substantial ...

This version was issued in November 2013 and is based on legislation and regulations as at the date of issue. It incorporates minor amendments only to the original version issued in June 2013, including new references in Table 4 to recently issued class orders.

  2013

Future of Financial Advice: Best interests duty and ...

financial planners nor accept what they recommend.4 In Report 224 Access to financial advice in Australia (REP 224), we noted that one of the main reasons some investors do not seek personal financial advice is the lack of trust they have in financial advisers. 13 In addition, around two-thirds of retail and institutional investors do not

  Financial, Retail, Investor

form 6010 - ASIC

All statements in the Declaration must be correct. Making a false declaration to ASIC is an offence. Signature This form must be signed by the applicant for deregistration. The applicant can be: ... Please consult your accountant or solicitor for …

  Form, Declaration, Solicitor

Data on intermediated business with APRA- authorised ...

APRA may approve the electronic lodgement of: (a) a particular kind of document; or (b) documents in a particular class of documents. A document is taken to be lodged with APRA electronically if it is lodged in accordance with APRA’s approval, including any requirements of the approval as to authentication. Requirements for forms lodged in ...

  Business, With, Authorised, Para, Intermediated business with apra authorised, Intermediated

INFORMATION PAPER INFORMATION PAPER - apra.gov.au

AUSTRALIAN PRUDENTIAL REGULATION AUTHORITY 7 . Chapter 2 - Cross-industry policy . The policy priorities outlined in this chapter apply to all APRA regulated entities. They cover key reforms to promote system stability and ensure entities maintain financial and operational resilience. In addition, APRA plans to review the authorisation ...

  Regulations, Australian, Authority, Prudential, Para, Australian prudential regulation authority

Australia's general insurance industry: sapping consumers ...

Australian Prudential Regulation Authority 2.12 Insurers must adhere to capital adequacy laws. Mr Geoff Summerhayes, Executive Board Memberat APRA, told the committee that APRA is 'primarily concerned with the institutions' viability and ability to meet the promises they make to beneficiaries'. 14 APRA supervises general insurers under the

  General, Regulations, Industry, Insurance, Australian, Authority, Prudential, Para, Australian prudential regulation authority, General insurance industry

Product Information Statement - Macquarie

The FCS can only come into effect if it is activated by the Australian Government when an institution fails. Once activated, the FCS will be administered by the Australian Prudential Regulation Authority (APRA). In an FCS scenario, APRA would aim to pay the majority of customers their protected deposits under the Scheme within seven calendar days.

  Regulations, Australian, Authority, Prudential, Para, Australian prudential regulation authority

Child Care Development Block Grant (CCDBG) COVID-19 ...

Oct 19, 2021 · DP - 3rd Tranche APRA Stabilization (10 13 21)Notebook 3 October 19, 2021 Commission Meeting 1 determine operating expenses on an individual basis but must have a process for providers to 2 affirm this data as part of their application. OCC has also suggested that states use 3 enrollment and capacity to estimate cost rather than attendance. 4

  Para

Superannuation Standard choice form

The APRA fund or retirement savings account (RSA) I nominate Complete items 2, 3 and 5 The self‑managed super fund (SMSF) I nominate Complete items 2, 4 and 5 The super fund nominated by my employer (in section B) Complete items 2 …

  Para

2. Issuance Date: INFORMATION MEMORANDUM

ACF U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES Administration for Children and Families 1. Log No: CCDF-ACF-IM-2021-02 2. Issuance Date: 05-10-2021 3. Originating Office: Office of Child Care 4.

  Administration, Children, Families, Administration for children and families

REVITALIZATION & PLACEMAKING FAQ

ETALAT & LACEA FA 2 projects funded solely with ARPA funds such as those available through this program, as long as the ARPA funds do not exceed $10 million.