Transcription of London Stock Exchange Admission and Disclosure Standards
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London Stock Exchange Admission and Disclosure Standards
London Stock Exchange Admission and Disclosure Standards EFFECTIVE: 1 January 2021 -i- Contents CONTENTS .. I GLOSSARY .. 1 SECTION 1: INTRODUCTION .. 11 SECTION 2: Admission CONDITIONS .. 17 PART 1 Admission Conditions .. 17 Settlement .. 18 Communication .. 18 PART 2 Criteria for certain routes to market .. 19 PART 3 Admission process .. 19 SECTION 3: APPLICATION RULES .. 21 Introduction .. 21 Provisional application .. 21 Formal application .. 21 Further issues .. 21 Fees .. 21 When Issued Dealing .. 21 After Admission .. 22 Block Admission .. 22 SECTION 4: CONTINUING OBLIGATIONS .. 23 General .. 23 Provision of information .. 23 Depositary receipts .. 24 EEA ETFs .. 24 Settlement .. 25 Fees .. 25 Suspension .. 25 Cancellation .. 26 Compliance and Appeals .. 26 SECTION 5 - COMPLIANCE PROCEDURES .. 27 Disciplinary process .. 27 Non-disciplinary appeal process.
The High Growth Segment rulebook at Schedule 5 contains a separate glossary which should be read in conjunction with that schedule only. Admission and Disclosure Standards (Standards) the Exchange’s Admission and Disclosure Standards for securities admitted or seeking to be admitted to trading,
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