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Management - FFIEC Home Page

FFIEC Information Technology examination Handbook Management NOVEMBER 2015 FFIEC IT examination Handbook Management November 2015 1 Contents INTRODUCTION .. 3 I .. GOVERNANCE .. 4 IT Governance .. 4 Board of Directors Oversight .. 4 IT Management .. 6 Enterprise Architecture .. 9 IT Responsibilities and Functions .. 10 IT Risk Management Structure .. 10 Information Security .. 10 Project Management .. 11 Business Continuity .. 12 Information Systems Reporting .. 12 Planning IT Operations and Investment .. 14 Other Functions .. 18 II .. RISK Management .. 20 Operational Risk .. 20 III .. IT RISK Management .. 21 Risk Identification .. 22 Ongoing Data Collection .. 22 Risk Measurement .. 24 Risk Mitigation .. 26 Policies, Standards, and Procedures .. 27 Personnel .. 27 Information Security.

The “Management” booklet is one of 11 booklets that make up the Federal Financial Institutions Examination Council (FFIEC) Information Technology Examination Handbook (IT Handbook). The “Management” booklet rescinds and replaces the June 2004 version.

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