Markets in Financial Instruments Directive II ...

Financial Conduct AuthorityConsultation PaperSeptember 2016 Markets in Financial Instruments Directive II implementation consultation Paper IIICP16/29** Financial Conduct Authority1 September 2016CP16/29 Markets in Financial Instruments Directive II implementation consultation Paper IIIC ontentsAbbreviations used in this document I Conduct of Business , including adviser and and managing7010 Underwriting and placing 9111 Investment research 9412 Other conduct issues 97 Part II Other matters 10113 Product governance 10214 Knowledge & competence requirements 10715 Recording of telephone conversations and electronic communications (taping) 11116 Supervision manual (SUP), authorisation and approved persons 11717 Perimeter guidance (PERG) 12318 Consequential changes to the Handbook 126 Annexes 1

Financial Conduct Authority September 2016 1. CP16/29. Markets in Financial Instruments Directive II Implementation – Consultation Paper III. Contents

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