Markets in Financial Instruments Directive II ...

Financial Conduct AuthorityConsultation PaperSeptember 2016 Markets in Financial Instruments Directive II implementation consultation Paper IIICP16/29** Financial Conduct Authority1 September 2016CP16/29 Markets in Financial Instruments Directive II implementation consultation Paper IIIC ontentsAbbreviations used in this document I Conduct of Business , including adviser and and managing7010 Underwriting and placing 9111 Investment research 9412 Other conduct issues 97 Part II Other matters 10113 Product governance 10214 Knowledge & competence requirements 10715 Recording of telephone conversations and electronic communications (taping) 11116 Supervision manual (SUP), authorisation and approved persons 11717 Perimeter guidance (PERG) 12318 Consequential changes to the Handbook 126 Annexes 1291 List of questions 1292 Cost benefit analysis 1373 Compatibility statement 194 Appendixes 1961 1962 Draft Handbook text New Form A to be included in SUP 10A Annex 4D We are asking for comments on this consultation Paper by 4 January 2017, except for the Chapter [16], Supervision manual (SUP), authorisation and approved persons, for which we require comments by 31 October can send them to us using the form on our website at: in writing to:MiFID CoordinationMarkets Policy and International Divisi

Financial Conduct Authority September 2016 1. CP16/29. Markets in Financial Instruments Directive II Implementation – Consultation Paper III. Contents

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