Transcription of Markets in Financial Instruments Directive II ...
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Markets in Financial Instruments Directive II ...
Financial Conduct AuthorityConsultation PaperSeptember 2016 Markets in Financial Instruments Directive II implementation consultation Paper IIICP16/29** Financial Conduct Authority1 September 2016CP16/29 Markets in Financial Instruments Directive II implementation consultation Paper IIIC ontentsAbbreviations used in this document I Conduct of Business , including adviser and and managing7010 Underwriting and placing 9111 Investment research 9412 Other conduct issues 97 Part II Other matters 10113 Product governance 10214 Knowledge & competence requirements 10715 Recording of telephone conversations and electronic communications (taping) 11116 Supervision manual (SUP), authorisation and approved persons 11717 Perimeter guidance (PER)
Financial Conduct Authority September 2016 1. CP16/29. Markets in Financial Instruments Directive II Implementation – Consultation Paper III. Contents
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