Transcription of Memo for Brokers - SCCP
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Memo for Brokers - SCCP
T=tr ttntt t:fl SEcuRrrrES. CLEARTNG. CoapoRanroN. Memofor Brokers oF THE PHtLtPP|NES. For : All GlearingMembers- Attn: TheAssociatedPerson Date : 31 August2012. Subject : New Rulesand OperatingProcedureson SettlementRestrictions NewRule: on SettlementRestrictions We wishto adviseall ClearingMembersthatduringits regularmeetingheldon 15 August2012,the SCCPB oardapproved to (RiskManagement the addition and Monitoring). of that wouldgovernSettlementRestrictions to be imposedby SCCPas a riskmanagement measure. Formsof Settlement Restrictions Settlement Restrictions may be imposedon tradesof an ldentified Securityor tradesof an ldentified Clearing Memberandmaycomein theformof: i. EarlyDelivery of Securities, in the caseof netsellingbrokers.
t=tr ttntt t:fl SEcuRrrrES CLEARTNG CoapoRanroN oF THE PHtLtPP|NES Memo for Brokers No.04-0812 For : All Glearing Members - Attn: The Associated Person Date : …
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