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MiFID II Transaction Reporting - Dillon Eustace

/7648986v1 MiFID II Transaction Reporting 1 Quick Read 1. From January 3, 2018, the current MiFID I Transaction Reporting requirements will be replaced by the new MiFIR Transaction Reporting regime. The new rules are found in Article 26 of MiFIR and in RTS 22. ESMA Guidelines on Transaction Reporting , order record keeping and clock synchronisation under MiFID II providing significant additional clarity. 2. The core Reporting obligation is that investment firms which execute transactions in financial instruments must report complete and accurate details of those transactions to their home competent authority as quickly as possible, and no later than the close of the following working day.

reporting of transactions to competent authorities (“RTS 22”). Article 26 of MiFIR imposes the reporting obligations, whereas the aim of RTS 22 is, amongst other things, to: - explain what is meant by a “transaction”; - create consistency in the …

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