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NATIONAL FINANCIAL SERVICES LLC

BrokerCheck ReportNATIONAL FINANCIAL SERVICES LLCS ection TitleReport SummaryFirm HistoryCRD# 1304118 Firm Profile2 - 7 Page(s)Firm Operations9 - 28 Disclosure Events29 Please be aware that fraudsters may link to BrokerCheck from phishing and similar scam websites, trying to steal your personal information or your sure you know who you re dealing with when investing, and contact FINRA with any more information read ourinvestor alerton BrokerCheck BrokerCheck offers information on all current, and many former, registered securities brokers, and all current and formerregistered securities firms.

NATIONAL FINANCIAL SERVICES LLC Section Title Report Summary Firm History CRD# 13041 1 8 Firm Profile 2 - 7 Page(s) ... o information FINRA and/or the Securities and Exchange Commission (SEC) require brokers and brokerage firms to submit as part of the registration and licensing process, and

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ALLSTATE FINANCIAL SERVICES, LLC

files.brokercheck.finra.org

Doing business as ALLSTATE FINANCIAL SERVICES, LLC 877-232-2142 Regulated by FINRA Kansas City Office 2920 S 84TH STREET LINCOLN, NE 68506 PO BOX 83271 LINCOLN, NE 68501-3271 Other Names of this Firm Name Where is it used ALLSTATE FINANCIAL SERVICES, LLC D/B/A LSA SECURITIES PA ALLSTATE FINANCIAL SERVICES, LLC OF …

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FIDELITY BROKERAGE SERVICES LLC - FINRA

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Report Summary for this Firm This report summary provides an overview of the brokerage firm. Additional information for this firm can be found in the detailed report. Disclosure Events Brokerage firms are required to disclose certain criminal matters, regulatory actions, civil judicial proceedings and financial matters in which the firm or

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STIFEL, NICOLAUS & COMPANY, INCORPORATED

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regulator? No This firm conducts 24 types of businesses. This firm is affiliated with financial or investment institutions. This firm has referral or financial arrangements with other brokers or dealers. This firm is registered with: • the SEC • 11 Self …

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files.brokercheck.finra.org

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RBC CAPITAL MARKETS, LLC

files.brokercheck.finra.org

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www.finra.org/brokercheck User Guidance This firm is classified as a corporation. This firm was formed in Delaware on 08/11/1981. CRD# This section provides the brokerage firm's full legal name, "Doing Business As" name, business and mailing

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EDWARD JONES - FINRA

files.brokercheck.finra.org

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files.brokercheck.finra.org

Your state securities regulator can help you research brokers and investment adviser ... This section provides the brokerage firm's full legal name, "Doing Business As" name, business and mailing addresses, telephone number, and any alternate name by which the firm conducts business and where such name is ... Massachusetts Approved 09/10/1985 ...

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files.brokercheck.finra.org

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DFS – Digital Financial Services DPC – Data Protection Commission EFT – Electronic Funds Transfer EMI – Electronic Money Issuer FATF – Financial Action Task Force FinTech – Financial Technology FMCG – Fast Moving Consumer Goods FSP – Financial Services Providers G2B – Government to Business G2P – Government to Person

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National Financial Services LLC (the “Company”), a single member limited liability company, is wholly- ... related commission and clearing fees revenue and related expenses recorded on a trade date basis. Margin transactions are collateralized by the customers' underlying securities. The Company requires collateral on a

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home.treasury.gov

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files.brokercheck.finra.org

description allstate financial services, llc, assumed all assets and liabilities of lsa securities in a merger effective 4/1/2000. allstate financial was an affiliate of lsa securities created to provide a change in name, change in corporate form, and change in …

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