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NATIONAL FINANCIAL SERVICES LLC

BrokerCheck ReportNATIONAL FINANCIAL SERVICES LLCS ection TitleReport SummaryFirm HistoryCRD# 1304118 Firm Profile2 - 7 Page(s)Firm Operations9 - 28 Disclosure Events29 Please be aware that fraudsters may link to BrokerCheck from phishing and similar scam websites, trying to steal your personal information or your sure you know who you re dealing with when investing, and contact FINRA with any more information read ourinvestor alerton BrokerCheck BrokerCheck offers information on all current, and many former, registered securities brokers, and all current and formerregistered securities firms. FINRA strongly encourages investors to use BrokerCheck to check the background ofsecurities brokers and brokerage firms before deciding to conduct, or continue to conduct, business with them. What is included in a BrokerCheck report? BrokerCheck reports for individual brokers include information such as employment history, professionalqualifications, disciplinary actions, criminal convictions, civil judgments and arbitration awards.

This section provides information relating to any indirect owners of the brokerage firm. Indirect Owners Firm Profile FMR LLC SHAREHOLDER FIDELITY GLOBAL BROKERAGE GROUP, INC. 75% or more No Domestic Entity 10/2007 Yes Legal Name & CRD# (if any): Is this a domestic or foreign entity or an individual? Company through which indirect ownership is ...

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ALLSTATE FINANCIAL SERVICES, LLC

files.brokercheck.finra.org

Doing business as ALLSTATE FINANCIAL SERVICES, LLC 877-232-2142 Regulated by FINRA Kansas City Office 2920 S 84TH STREET LINCOLN, NE 68506 PO BOX 83271 LINCOLN, NE 68501-3271 Other Names of this Firm Name Where is it used ALLSTATE FINANCIAL SERVICES, LLC D/B/A LSA SECURITIES PA ALLSTATE FINANCIAL SERVICES, LLC OF …

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FIDELITY BROKERAGE SERVICES LLC - FINRA

files.brokercheck.finra.org

Report Summary for this Firm This report summary provides an overview of the brokerage firm. Additional information for this firm can be found in the detailed report. Disclosure Events Brokerage firms are required to disclose certain criminal matters, regulatory actions, civil judicial proceedings and financial matters in which the firm or

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WADDELL & REED - FINRA

files.brokercheck.finra.org

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STONECREST CAPITAL MARKETS, INC. - FINRA

files.brokercheck.finra.org

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files.brokercheck.finra.org

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files.brokercheck.finra.org

RBC CAPITAL MARKETS, LLC SEC# 31194 8-45411 Main Office Location Mailing Address Business Telephone Number Doing business as RBC CAPITAL MARKETS, LLC 212-858-7000 Regulated by FINRA New York Office 3 WORLD FINANCIAL CENTER 200 VESEY ST. NEW YORK, NY 10281 60 S. 6TH STREET 14TH FLOOR MINNEAPOLIS, MN 55402-4400 Other …

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files.brokercheck.finra.org

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files.brokercheck.finra.org

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files.brokercheck.finra.org

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files.brokercheck.finra.org

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files.brokercheck.finra.org

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