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NCI GUIDELINES FOR INVESTIGATORS

NCI GUIDELINES FOR INVESTIGATORS : adverse EVENT REPORTING REQUIREMENTS FOR DCTD (CTEP AND CIP) AND DCP INDs AND IDEs Effective September 16, 2013 AdEERS Medical Help Desk Contact Information: Phone: Fax: E-mail: NCI GUIDELINES : adverse Event Reporting Requirements February 29, 2012 Page 2 Table of Contents 1 Introduction .. 3 Scope .. 3 Purpose .. 3 Investigator Responsibility .. 3 Sponsor Responsibility .. 4 2 Tools for AE Reporting .. 5 Basic Terminology .. 5 CTCAE .. 10 CAEPR .. 10 HIPAA .. 11 3 Routine AE Reporting to NCI: Scope .. 12 CDUS .. 12 CTMS .. 12 4 Expedited AE Reporting to NCI: Scope .. 13 AdEERS .. 13 General Instructions .. 14 5 Reporting Requirements for Specialized AEs .. 17 Baseline AEs .. 17 Persistent/Recurrent AEs .. 17 Investigational Agent(s) and Commercial Agent(s) on Separate Arms.

NCI Guidelines: Adverse Event Reporting Requirements February 29, 2012 Page 4 Investigators MUST immediately report to the sponsor any AE that is serious (see section 2.1.22 for definition of serious AE) (21 CFR 312.64b, 21 CFR 812).

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