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NMLS POLICY GUIDEBOOK

NMLS POLICY GUIDEBOOK Updated: July 26, 2018 NMLS GUIDEBOOK Updated: July 2018 FOR GUIDANCE ONLY Copyright State Regulatory Registry LLC 2 NMLS POLICY GUIDEBOOK Table of Contents INTRODUCTION & PURPOSE .. 4 GENERAL POLICIES .. 5 NMLS COMPANY FORM (MU1) .. 12 BUSINESS ACTIVITIES .. 14 LICENSE/REGISTRATION INFORMATION .. 16 OTHER TRADE NAMES* .. 19 RESIDENT/REGISTERED AGENT* .. 22 WEB ADDRESSES* .. 23 CONTACT EMPLOYEES .. 24 BOOKS AND RECORDS INFORMATION .. 26 APPROVALS AND DESIGNATIONS.

Jul 26, 2018 · These forms are available electronically on the NMLS Resource Center. The forms were developed collaboratively by the NMLS Policy Committee of the State Regulatory Registry LLC, a wholly-owned subsidiary of the Conference of State Bank Supervisors.

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