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OFF MARKET TRANSFER FORM - CommSec

1 of 3 MKTG207 06/19 OFF MARKET TRANSFER FORMIMPORTANT INFORMATION The Off MARKET TRANSFER Form is to be used if you wish to TRANSFER a holding of shares from one party to another without buying and selling on the MARKET . For use when transferring shares between another Brokers Account and your CommSec Trading Account or from your CommSec Trading Account out to the Share Registry. Any alterations made to this form MUST be initialled by both the Buyer(s) and the Seller(s). Any increase to the amount of securities being transferred will not be accepted, even if initialled, you will need to complete a new form without amendments to the amount.

Deceased estates should read “(the full names of the executors) as Executors of the estate of (name of deceased shareholder)”. For companies, insert the company legal name. For superannuation fund, family trust or minor, if the trustee is an individual, please insert the trustee given names and surname.

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Transcription of OFF MARKET TRANSFER FORM - CommSec

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Commonwealth Securities Limited (CommSec) ABN 60 067 …

www2.commsec.com.au

of your privacy rights, and our complaint handling procedures. 9. We encourage you to check our website regularly for any updates to the Policy. Additional Obligations 10. We may be subject to laws or regulations in Australia or another country that affect your relationship with us (e.g. laws that address taxation). So that we may comply with our

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ACCOUNT CLOSURE FORM - CommSec

www2.commsec.com.au

We accept this form returned to us by post or email. All pages must be present for the forms to be processed. The email address is for administrative use ... converted to Issuer Sponsorship. OR Request the remaining stock in the above account be transferred to the sponsorship of the following Broker: Broker PID

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CHESS SPONSORSHIP AND BROKER TO BROKER REQUEST …

www2.commsec.com.au

CommSec Trading Account. If this requirement is not met, your request to transfer holdings may be delayed or rejected. If your details have changed, you will need to advise your existing sponsoring participant (broker) of any changes before we can process this transfer.

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ISSUER SPONSORED HOLDINGS TO CHESS SPONSORSHIP …

www2.commsec.com.au

ISSUER SPONSORED HOLDINGS TO CHESS SPONSORSHIP CONVERSION FORM. RELATED DEFINITIONS H CHESS. stands for Clearing House Electronic Sub-register System. The CHESS Settlement Facility is a computerised share registry and settlement system operated by the ASX Settlement Pty Ltd (ASX Settlement), a subsidiary of the ASX. CHESS records an …

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DIRECT DEBIT/DIRECT CREDIT REQUEST FORM

www2.commsec.com.au

5. In the event of a debit returned unpaid we may attempt a redraw on your nominated account. 6. We will advise you 14 days in advance of any changes to the Direct Debit/Direct Credit arrangements. 7. If you provide an incorrect bank account number, you may incur a fee if we have processed a transaction to that account. 8.

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CommSec Financial Services Guide

www2.commsec.com.au

CommSec is authorised to offer the following financial services: • Deal in financial products ... related product providers, through commissions where CommSec may refer you to, or provide you with financial services and products from, those product providers.

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OFF MARKET TRANSFER FORM FOR ISSUER TO CHESS …

www2.commsec.com.au

• The transfer of stocks could give rise to tax consequences. You should ... • CBA is not a registered tax (financial) adviser under the Tax Agent Services Act 2009 and is unable to provide you with tax advice in relation to this communication.

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Important Information - CommSec

www2.commsec.com.au

site, CommSec does not endorse or recommend any products or services offered or information contained at that web site, nor is CommSec liable for any failure of products or services offered or advertised at those sites. Links contained within these channels published by CommSec will feature full links, and will never use shortened links.

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1/5 - CommSec

www2.commsec.com.au

CSL12 (11/21) Additional Authority 5/5 * An additional authority cannot be authorised on a CommSec Pocket account. CommSec Margin Loan is a product of Commonwealth Bank of Australia (CBA) ABN 48 123 123 124 AFSL 234945, administered by its wholly-owned but non-guaranteed subsidiary

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ESTATE ADMINISTRATION AND THE ROLE OF YOUR …

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in ensuring that the estate administration process is undertaken in line with the Administration of Estates Act, 66 of 1965 (as amended) and that it is handled with empathy, efficiency and professionalism. A deceased estate comes into existence when a person dies leaving property or a will (or document which purports to be a will).

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  Form, Edition, 2018, Alabama, Probate, Deceased, 2018 edition, Alabama probate law

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