Transcription of Operations Professional Qualification Examination …
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Operations Professional Qualification Examination …
O p e r a t i o n s P r o f e s s i o n a l Q u a l i f i c a t i o n E x a m i n a t i o n ( S e r i e s 99) C o n t e n t O u t l i n e 2017 FINRA ii Table of Contents INTRODUCTION .. iii PURPOSE OF THE Operations Professional Examination .. iii DEPTH OF KNOWLEDGE .. iii ELIGIBILITY REQUIREMENTS .. iii APPLICATION PROCEDURES .. iv ORGANIZATION OF THE CONTENT OUTLINE .. iv STRUCTURE OF THE Examination .. iv DEVELOPMENT AND MAINTENANCE OF THE CONTENT OUTLINE AND Examination .. v THE ADMINISTRATION OF THE Examination .. v HOW THE EXAM IS vi HOW THE PASSING SCORE IS DETERMINED .. vi EQUATING OF TEST SCORES .. vi CANDIDATES TEST RESULTS .. vi SAMPLE TEST QUESTIONS .. vi THE Operations Professional CONTENT OUTLINE.
iv APPLICATION PROCEDURES The member firm that sponsors the candidate must file a Form U4, Uniform Application for Securities Industry Registration or
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