Transcription of Operations Professional Qualification Examination …
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Operations Professional Qualification Examination …
O p e r a t i o n s P r o f e s s i o n a l Q u a l i f i c a t i o n E x a m i n a t i o n ( S e r i e s 99) C o n t e n t O u t l i n e 2017 FINRA ii Table of Contents INTRODUCTION .. iii PURPOSE OF THE Operations Professional Examination .. iii DEPTH OF KNOWLEDGE .. iii ELIGIBILITY REQUIREMENTS .. iii APPLICATION PROCEDURES .. iv ORGANIZATION OF THE CONTENT OUTLINE .. iv STRUCTURE OF THE Examination .. iv DEVELOPMENT AND MAINTENANCE OF THE CONTENT OUTLINE AND Examination .. v THE ADMINISTRATION OF THE Examination .. v HOW THE EXAM IS vi HOW THE PASSING SCORE IS DETERMINED.
2 THE OPERATIONS PROFESSIONAL CONTENT OUTLINE 1. Basic Knowledge Associated with the Securities Industry 1.1 Purpose of the Marketplace Regulatory and self-regulatory organizations (SROs)
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Situational Analysis of the Private Security, Situational Analysis of the Private Security Industry, Security, Private, Networking and Information Security, Investigation and Security Activities, Agility and Innovation While Maintaining, Agility and Innovation While Maintaining Control, ENTITLED "ELECTRIC POWER INDUSTRY REFORM ACT, SECURITY SERVICES EMPLOYERS ORGANISATION, Regulatory