Operations Professional Qualification Examination …

O p e r a t i o n s P r o f e s s i o n a l Q u a l i f i c a t i o n E x a m i n a t i o n ( S e r i e s 99) C o n t e n t O u t l i n e 2017 FINRA ii Table of Contents INTRODUCTION .. iii PURPOSE OF THE Operations Professional Examination .. iii DEPTH OF KNOWLEDGE .. iii ELIGIBILITY REQUIREMENTS .. iii APPLICATION PROCEDURES .. iv ORGANIZATION OF THE content outline .. iv STRUCTURE OF THE Examination .. iv DEVELOPMENT AND MAINTENANCE OF THE content outline AND Examination .. v THE ADMINISTRATION OF THE Examination .. v HOW THE EXAM IS vi HOW THE PASSING SCORE IS DETERMINED .. vi EQUATING OF TEST SCORES .. vi CANDIDATES TEST RESULTS .. vi SAMPLE TEST QUESTIONS .. vi THE Operations Professional content outline .. 2 APPENDIX RULES AND REGULATIONS REFERENCES .. A-1 SAMPLE QUESTION TYPES .. B-1 SAMPLE QUESTIONS .. B-2 iii INTRODUCTION This content outline provides a comprehensive guide to the topics covered on the Series 99 exam. The outline is intended to familiarize candidates with the range of subjects covered on the Examination , as well as the depth of knowledge required.

iii INTRODUCTION This content outline provides a comprehensive guide to the topics covered on the Series 99 exam. The outline is intended to

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