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persons hypothetical private fund clients

GLOSSARY OF TERMS 1. Advertisement: (i) Any direct or indirect communication an investment adviser makes to more than one person, or to one or more persons if the communication includes hypothetical performance, that offers the investment adviser s investment advisory services with regard to securities to prospective clients or investors in a private fund advised by the investment adviser or offers new investment advisory services with regard to securities to current clients or investors in a private fund advised by the investment adviser, but does not include: ( A) extemporaneous, live, oral communications.

bank’s board of directors as responsible for the day-to-day conduct of your investment ... than U.S. dollars or is an exchange rate. Cross-currency interest rate swaps should be . included in foreign exchange derivatives and excluded from interest rate derivatives.

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