POLICY FOR COMPLIANCE FRAMEWORK

POLICY FOR COMPLIANCE FRAMEWORK AlAlAlAl----Dar Asset management Co. (Closed)Dar Asset management Co. (Closed)Dar Asset management Co. (Closed)Dar Asset management Co. (Closed) Page 1111 of 12 COMPLIANCE FRAMEWORK SCOPE: Scope of Affected Areas by the POLICY a. This COMPLIANCE POLICY applies to all ADAM's stakeholders; directors, officers and employees and to contractors, agents and consultants b. This COMPLIANCE POLICY also applies to ADAM's business operations and activities, and all products and services are also subject to review and assessment by this POLICY Document. c. This COMPLIANCE POLICY will cover all new and existing business activities.

Management System, and based on ADAM's Risk Management Policy. 2. The Compliance officer shall conduct an annual self-assessment to ensure the Compliance Management System is effective and it is achieving its goals as established herein and by ADAM's Strategic Plan. 3.

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  Management, Risks, Risk management

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