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Practices and Recommendations aimed at …
Practices and Recommendations aimed at reducing the risk of money laundering and terrorist financing in the Luxembourg Fund Industry The Practices and Recommendations outlined in this document are adopted by the Association of the Luxembourg Fund Industry (ALFI), the Luxembourg Bankers'. Association (ABBL) and the Association of Luxembourg Compliance Officers (ALCO). December 2006. 2. Table of contents I. Preamble .. 4. II. Table of definitions .. 5. III. Scope of the Practices and Recommendations .. 8. IV. KYC obligations .. 8. A. The Registrar and Transfer Agent .. 8. B. The Global Distributor and the Distributors .. 8. C. The Custodian .. 8. V. Exemption from and Delegation of KYC requirements .. 9. A. Exemption from 9. B. Delegation of identification 10. VI. A risk based 10. A. Overview .. 11. B. AML/KYC country risk assessment methodology.
Practices and Recommendations aimed at reducing the risk of money laundering and terrorist financing in the Luxembourg Fund Industry The practices and recommendations ...
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