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15 July 2022 | ESMA70-872942901-38 Questions and Answers On MiFID II and MiFIR market structures topics ESMA 201-203 rue de Bercy CS 80910 75589 Paris Cedex 12 France Tel. +33 (0) 1 58 36 43 21 2 Date: 15 July 2022 ESMA70-872942901-38 3 Table of Contents Table of Questions .. 6 1 Introduction .. 13 2 Data disaggregation [Last update: 18/11/2016] .. 15 3 Direct Electronic Access (DEA) and algorithmic trading [Last update: 15/07/2022] .. 17 4 The tick size regime [Last update: 06/04/2021] .. 34 5 Multilateral and bilateral systems [Last update: 03/02/2021] .. 38 General .. 38 Organised Trading Facilities (OTFs).

MiFID II Markets in Financial Instruments Directive (recast) – Directive 2014/65/EU of the European Parliament and of the Council MiFIR Markets in Financial Instruments Regulation – Regulation 600/2014 of the European Parliament and of the Council NCA National Competent Authority OTF Organised Trading Facility ...

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Legal Entity Identifier (LEI) The Legal Entity Identifier (LEI) is a 20-digit, alpha-numeric code that enables clear and unique identification of legal entities participating in financial transactions. 1 LEIs, like other identifiers, are needed by firms to fulfil their reporting obligations under financial regulations and directives.

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Questions and Answers

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Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC ... European Commission adopted without modifications the regulatory technical standards developed by ... Directive 2004/39/EC of the European Parliament and the Council

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Questions and Answers - ESMA

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Questions and Answers - ESMA

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Apr 08, 2019 · 4 42. Rights issue: communication by a custodian to its clients in one member state about pre-emption rights in relation to a public offer of new shares taking place in another

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Guidelines

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5 application of Article 25(2) of MiFID II and of Articles 54 and 55 of the MiFID II Delegated Regulation. 10. ESMA expects these guidelines to promote greater convergence in the interpretation of,

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