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Questions and Answers

20 July 2022 | ESMA34-43-392 Questions and Answers Application of the UCITS Directive ESMA 201-203 rue de Bercy CS 80910 75589 Paris Cedex 12 France Tel. +33 (0) 1 58 36 43 21 2 Date: 20 July 2022 ESMA34-43-392 Contents Section I General .. 7 Question 1: Directive 2014/91/EU (UCITS V) update of documentation .. 7 Question 2: Master-feeder structures .. 8 Question 3: Regulated markets under the UCITS Directive .. 8 Question 4: Investment limits .. 9 Question 5: Issuer concentration .. 9 Question 6: UCITS investing in other UCITS with different investment policies 10 Question 7: Supervision of branches.

d. Risk Measurement and Calculation of Global Exposure and Counterparty Risk for UCITS (ESMA/2013/1950). These four Q&As are hereby repealed and replaced by this document. III. Status 7. The Q&A mechanism is a practical convergence tool used to promote common supervisory approaches and practices under Article 29(2) of the ESMA Regulation.7 8.

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