Transcription of Regulatory sandbox - FCA
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Financial Conduct Authority Regulatory sandbox November 2015. Regulatory sandbox Contents Foreword 1. 1 Overview 2. 2 Why introduce a Regulatory sandbox ? 5. 3 Implementing a Regulatory sandbox 7. 4 Recommendations for industry 12. 5 Options that require legislative change 14. 6 Next steps 16. Appendix 17. 1 Main benefits, risks and limitations of FCA. options for sandbox 17. Appendix 19. 2 Main benefits, risks and limitations of options that industry could deliver 19. Appendix 20. 3 Main benefits, risks and limitations of options that require legislative change 20. Appendix 21. 4 Customer protection approaches 21. November 2015. Regulatory sandbox Foreword Foreword This paper marks an important milestone for the FCA: one year since the Innovation Hub opened for business.
algorithms in a regulatory sandbox. A sandbox coud al oll w a frim to make ther ai dvcie platform avaali ble to a lmi tied number of consumers. As a safeguard, once the advice is issued, but before transactions are executed, financial advisers …
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