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Related party transactions - Australian Securities and ...

REGULATORY GUIDE 76 Related party transactions March 2011 About this guide This guide sets out our guidance to promote better disclosure and governance for Related party transactions . It is designed for public companies, responsible entities of registered managed investment schemes, experts, public company directors and their professional advisers. REGULATORY GUIDE 76: Related party transactions Australian Securities and Investments Commission March 2011 Page 2 About ASIC regulatory documents In administering legislation ASIC issues the following types of regulatory documents.

Section 601LC modifies s208 so that member approval in accordance with s217–227 is required if an exception in s210–21 2, 215 or 216 does not apply, where: (a) the benefit is given by any of the responsible entity , an entity it controls, its agent or a person it engages; (b)

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Published by ASIC ASIC Gazette

download.asic.gov.au

ASIC GAZETTE Commonwealth of Australia Gazette . UM1/15, Friday 27 February 2015 . Unclaimed consideration for compulsory acquisition . Page 2 of 378

  Gazette, Cisa, Asic asic gazette, Asic gazette

Regulatory Guide 165 Licensing: Internal and ... - ASIC

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REGULATORY GUIDE 165: Licensing: Internal and external dispute resolution About ASIC regulatory documents In administering legislation ASIC issues the following types of regulatory

  Internal, Licensing, Disputes, External, Resolution, Cisa, Internal and external dispute resolution

Commonwealth of Australia Gazette Published by …

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ASIC GAZETTE Commonwealth of Australia Gazette ASIC 40A/08, Wednesday, 21 May 2008 Banking Act Unclaimed Money Page 2 of 463 Specific disclaimer for Special Gazette relating to Banking Unclaimed

  Commonwealth, Published, Australia, Gazette, Commonwealth of australia gazette published

Form 362/486 Notification by a company to nominate or ...

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ASIC Form 362 21 November 2014 Page 1 of 2 Notification by a company to nominate or cease a registered agent or contact address Form 362/486 This form may be used by an Australian company to nominate or cease a registered agent or contact address.

  Registered, Agent, Registered agent

Industry funding Business activity ... - download.asic.gov.au

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3 Business activity metric checklist Subsector Business activity metric information required Pre-filled by ASIC Metric definition Auditors of disclosing entities • Your entity's 2017-18 audit fee income, reported on an accruals basis

  Cisa

certificate by qualified accountant

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Sample certificate that a qualified accountant could issue to certify that a person or entity is a ‘sophisticated’ or ‘wholesale investor’ under chapters 6D …

  Certificate

Summary of CSF authorisation additional questions

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prescribed risk acknowledgement? (g) handle application money in compliance with the obligations under its AFS licence and ... the assumption that you will hold application money in excess of $100,000 from clients for CSF offers). Title: Microsoft Word - CSF Intermediary Licensing - C11 Proof and questions - 12Sep17.docx ...

  Risks, Acknowledgements, Assumptions, Risk acknowledgement

Regulatory Guide RG 5 Relevant interests and substantial ...

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This version was issued in November 2013 and is based on legislation and regulations as at the date of issue. It incorporates minor amendments only to the original version issued in June 2013, including new references in Table 4 to recently issued class orders.

  2013

Future of Financial Advice: Best interests duty and ...

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financial planners nor accept what they recommend.4 In Report 224 Access to financial advice in Australia (REP 224), we noted that one of the main reasons some investors do not seek personal financial advice is the lack of trust they have in financial advisers. 13 In addition, around two-thirds of retail and institutional investors do not

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form 6010 - ASIC

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All statements in the Declaration must be correct. Making a false declaration to ASIC is an offence. Signature This form must be signed by the applicant for deregistration. The applicant can be: ... Please consult your accountant or solicitor for …

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Climate Financial Risk Forum Guide 2020 - Scenario ...

www.fca.org.uk

Mar 06, 2015 · This section provides a primer on the aspects of climate change that firms will need to understand before they embark on any aspects of scenario analysis. A library of further reading is provided in Section 6. Climate change, mitigation and adaptation Although the Earth’s climate has changed significantly in the past, it is widely

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for SMEs a practical guide - ISO

www.iso.org

to provide practical help that assists organizations in establishing an EMS that can address its particular needs. 1) Section 10, Demonstrating conformity, describes the various options for assessing and demonstrating conformity to ISO 14001. 10 ISO 14001: Environmental management systems — A practical guide for SMEs

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PHYSICS SYLLABUS - Curriculum

www.curriculumonline.ie

defined on pages 47 to 51 and the formulas section on pages 52 to 54 indicates the equations relevant to the syllabus. Practical work Students must follow a course of practical work. The experiments listed at the end of each section of the syllabus must be carried out by the students and an adequate record of such work must be retained for

  Section, Practical

Developing Clinical Skills for Substance Abuse Counseling

www.counseling.org

Screening Test (DAST-20) 195 Index 201. xi Preface Beginning substance abuse counselors are faced with a number of practi-cal challenges. For example, they must discern what the focus of the ses- ... integrate aspects of cognitive−behavioral therapy, relapse prevention, and ... section of recommended readings and resources for readers who would

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ELECTRIC POWER SYSTEMS

personal.psu.edu

2.2.4 Practical Aspects 36 2.3 Kirchhoff’s Laws 37 2.3.1 Kirchhoff’s Voltage Law 38 2.3.2 Kirchhoff’s Current Law 39 2.3.3 Application to Simple Circuits 40 2.3.4 The Superposition Principle 41 2.4 Magnetic Circuits 44 3. AC Power 49 3.1 Alternating Current and Voltage 49 3.1.1 Historical Notes 49 3.1.2 Mathematical Description 50 3.1.3 ...

  Practical, Power, Aspects, Practical aspects

Putting Things Right - NHS Wales

www.wales.nhs.uk

the Regulations and the guidance relating to those aspects do not apply to primary care practitioners or to independent providers. The guidance will assist staff in interpreting the Regulations and provide practical advice on applying best practice at the various stages of handling and investigating a concern.

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Siemens Standard Drives Application Handbook

cache.industry.siemens.com

185 215 195 C The same power range and voltage variants are available with reduced performance; types MM12 etc. The are known as the standard, or MICORMASTER Basic types. The MIDIMASTER is available in four different frame sizes and three different voltage ranges. Power ratings up to 90kW Variable Torque (see Section 3.4.1) are available.

  Section, Siemens

California Preschool Curriculum Framework

www.cde.ca.gov

Print bar code ISBN 978-0-8011-1733-6 here California. Preschool . Curriculum Framework. Volume 3. CALIFORNIA DEPARTMENT OF EDUCATION • SACRAMENTO, 2013. California Preschool Curriculum Framework

  Department, Education, Framework, California, Curriculum, California department of education, Preschool, Curriculum framework, California preschool curriculum framework

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