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Report - esma.europa.eu

20 October 2021 | ESMA70-156-4673 Report Administrative and criminal sanctions and other administrative measures imposed under the Market Abuse Regulation in 2020 1 Table of Contents 1 Executive Summary .. 2 2 Background and relevant regulatory framework for reporting on MAR administrative and criminal sanctions and other administrative measures .. 3 3 Information on the sanctions and measures imposed .. 4 4 Guidance for interpretation of penalties and measures reported .. 6 5 Sanctions imposed by NCAs .. 6 Overview of the administrative sanctions and measures imposed in 2020.

already subject to criminal sanctions in their national law by 3 July 2016. 8. In this respect, Denmark, Finland, Germany, Ireland and Poland exercised this option. The following is an indication of criminal offences under MAR as of the date of this Report : (i)

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