Transcription of Report of Investigation Pursuant to Section 21(a) of the ...
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1 SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No. 81207 / July 25, 2017 Report of Investigation Pursuant to Section 21(a) of the Securities Exchange Act of 1934: The DAO I. Introduction and Summary The United States Securities and Exchange Commission s ( Commission ) Division of Enforcement ( Division ) has investigated whether The DAO, an unincorporated organization; UG ( ), a German corporation; s co-founders; and intermediaries may have violated the federal securities laws.
Jul 25, 2017 · Release No. 81207 / July 25, 2017 . Report of Investigation Pursuant to Section 21(a) of the Securities Exchange Act of 1934: The DAO . ... a German start-up he co-founded in September 2015. Slock.it purports to create technology that embeds smart contracts that run on the Ethereum Blockchain into real-world devices and, as a result,
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