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RESPONSE TO FEEDBACK RECEIVED

Monetary Authority Of Singapore 1 RESPONSE TO FEEDBACK RECEIVED RESPONSE to FEEDBACK RECEIVED Amendments to the Securities and Futures Act (Cap. 289) and Related Regulations to Implement Proposals to Enhance Regulatory Safeguards for Investors in the Capital Markets November 2016 RESPONSE TO FEEDBACK RECEIVED ON AMENDMENTS 7 NOVEMBER 2016 TO THE SECURITIES AND FUTURES ACT AND RELATED REGULATIONS TO IMPLEMENT PROPOSALS TO ENHANCE REGULATORY SAFEGUARDS FOR INVESTORS IN THE CAPITAL MARKETS Monetary Authority of Singapore 2 Contents 1 Preface .. 3 2 Part I: Capital Markets Regulatory Safeguards for Investors in Non-Conventional Investment Products .. 4 3 Part III: Refinements to Non-Retail Investor Classes Regime under the SFA and FAA .. 5 RESPONSE TO FEEDBACK RECEIVED ON AMENDMENTS 7 NOVEMBER 2016 TO THE SECURITIES AND FUTURES ACT AND RELATED REGULATIONS TO IMPLEMENT PROPOSALS TO ENHANCE REGULATORY SAFEGUARDS FOR INVESTORS IN THE CAPITAL MARKETS Monetary Authority of Singapore 3 1 Preface On 21 July 2014, MAS issued a consultation paper setting out a package of proposals to enhance regulatory safeguards for investors in the capital markets ( July 2014 consultation paper ).

response to feedback received on amendments 7 november 2016 to the securities and futures act and related regulations to implement proposals to enhance regulatory ...

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