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Risk Identification and Assessment Methodologies for ...

Risk Identification and Assessment Methodologies for Securities Regulators THE BOARD OF THE INTERNATIONAL ORGANIZATION OF SECURITIES COMMISSIONS FR02/14 JUNE 2014 Table of Contents ABOUT THIS REPORT .. 3 Chapter 1: Definition of 7 Section 1: IMF/BIS/FSB Systemic Risk Definition .. 7 Section 2: IAIS Systemic Risk Definition .. 7 Section 3: IOSCO Systemic Risk 7 Section 4: Definition of Risk aligned to Regulatory Objectives .. 8 Chapter 2: IOSCO Risk Identification Methods .. 10 Method 1: IOSCO Committee on Emerging risks .. 10 Method 2: IOSCO Risk Outlook 10 Method 3: IOSCO Risk Dashboard.

6 provides a range of options that securities regulators can consider using as part of their risk identification framework. Chapter 4: An Analytical Framework for Assessing Systemic Risks: This Chapter offers guidance on assessing whether or not a risk, trend, or vulnerability is systemic, regardless of the

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