Transcription of RULES AND REGULATIONS GOVERNING DEALING …
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RULES AND REGULATIONS GOVERNING DEALING …
RULES AND REGULATIONS GOVERNING DEALING members RULES FOR registration AS A DEALING MEMBER OF THE NIGERIAN STOCK EXCHANGE1 SECTION A: ACQUIRING AND MAINTAINING A DEALING MEMBERSHIP LICENCE Application Procedure Any Entity that wishes to be licensed as a DEALING Member of The Nigerian Stock Exchange (The Exchange) shall and be duly licensed by The Exchange in accordance with the relevant laws including the Investment and Securities Act 2007, the Securities and Exchange Commission RULES and REGULATIONS Pursuant to the Investment and Securities Act (SEC RULES ), RULES and REGULATIONS GOVERNING Exchange DEALING members ( RULES )
rules and regulations governing dealing members rules for registration as a dealing member of the nigerian stock exchange1 section a: acquiring and maintaining a dealing membership licence
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