SAM II ASSET MANAGEMENT PROGRAM - Synergy …

A8-0308 LPL FINANCIAL CORPORATION ARegistered Investment AdvisorPage iTHIS BROCHURE PROVIDES CLIENTS WITH INFORMATION ABOUT LPL FINANCIAL CORPORATION AND THE STRATEGIC ASSETMANAGEMENT II ( SAM II ) PROGRAM THAT SHOULD BE CONSIDERED BEFORE ESTABLISHING A SAM II ACCOUNT. THIS INFORMATION HAS NOT BEEN APPROVED OR VERIFIED BY ANY GOVERNMENTAL Financial Corporation - A Registered Investment Advisor One Beacon Street, 22nd Floor, MA 02108-3106 (617) 423-3644 TABLE OF CONTENTSINTRODUCTION .. 1 SERVICES PROVIDED .. 1 FEE SCHEDULE.. 2 CONFLICTS OF INTEREST.. 5 REPORTING .. 7 CLIENT INFORMATION .. 8 TYPES OF CLIENTS.. 8 EDUCATION AND BUSINESS STANDARDS .. 8 EDUCATION AND BUSINESS BACKGROUND .. 8 INVESTMENT POLICY COMMITTEE .. 10 MINIMUM ACCOUNT SIZE.. 10 REVIEW OF ACCOUNTS..10 OTHER ADVISORY SERVICES..10 FINANCIAL INFORMATION .. 12 SAM II ASSET MANAGEMENT PROGRAMMARCH 31, 2008 SECFILE NUMBER 801-10970 THIS PAGE LEFT INTENTIONALLY BLANKA8-0308 SAM II ASSET MANAGEMENT PROGRAMLPL FINANCIAL CORPORATION ARegistered Investment AdvisorPage 1 INTRODUCTIONLPL Financial Corporation ( LPL ), formerly Linsco/Private Ledger, is a broker/dealer registered with the Financial IndustryRegulatory Authority and the Securities and Exchange Commission pursuant to the Securities Exchange Act of 1934.

A8-0308 SAM II ASSET MANAGEMENT PROGRAM Page 2 LPL FINANCIAL CORPORATION· A Registered Investment Advisor The most volatile type of growth style will follow an “earnings momentum” approach, which emphasizes companies exhibiting

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