Transcription of SAM II ASSET MANAGEMENT PROGRAM - Synergy …
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SAM II ASSET MANAGEMENT PROGRAM - Synergy …
A8-0308 LPL FINANCIAL CORPORATION ARegistered Investment AdvisorPage iTHIS BROCHURE PROVIDES CLIENTS WITH INFORMATION ABOUT LPL FINANCIAL CORPORATION AND THE STRATEGIC ASSETMANAGEMENT II ( SAM II ) PROGRAM THAT SHOULD BE CONSIDERED BEFORE ESTABLISHING A SAM II ACCOUNT. THIS INFORMATION HAS NOT BEEN APPROVED OR VERIFIED BY ANY GOVERNMENTAL Financial Corporation - A Registered Investment Advisor One Beacon Street, 22nd Floor, MA 02108-3106 (617) 423-3644 TABLE OF CONTENTSINTRODUCTION .. 1 SERVICES PROVIDED .. 1 FEE SCHEDULE.. 2 CONFLICTS OF INTEREST.. 5 REPORTING .. 7 CLIENT INFORMATION .. 8 TYPES OF CLIENTS.
A8-0308 SAM II ASSET MANAGEMENT PROGRAM LPL FINANCIAL CORPORATION· A Registered Investment Advisor Page 1 INTRODUCTION LPL Financial Corporation (“LPL”), formerly Linsco/Private Ledger, is a broker/dealer registered with the Financial Industry
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