Transcription of Sample Engagement Letter - AICPA
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Sample Engagement Letter General This Sample Engagement Letter provides nonauthoritative guidance to assist with compliance with Statement on Standards in Personal Financial Planning Services (SSPFPS) No. 1 (the statement) published by the American Institute of CPAs ( AICPA ). This Engagement Letter is intended to be customized to meet the needs of the member s practice and individual engagements (see "Notice to Readers" at the end of the Letter ). The member should review language used in the Engagement Letter in conjunction with reviewing requirements of the statement. If investment advisory services are to be provided, an additional and separate investment adviser agreement compliant with all the regulatory requirements of the relevant state and federal regulators is recommended. [Date] [Name and Address of Client] Dear [Name of client]: Introduction We are looking forward to working with you in designing your personal financial plan.
particular investment. Our services are designed to supplement your own planning analysis and to aid you in fulfilling your financial objectives. In addition, these services are not designed to discover fraud, irregularities, or misrepresentations made in materials provided to us concerning your potential investments or insurance coverages.
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